American Literature

This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Literature. Please check back later for the full article.

“Self-help literature” was created in America, and its origin can be traced back to Benjamin Franklin. In 18th-century American society, where Puritan ethics held sway, Franklin was a rare sort of person, one who did not believe that personal ambition was a sin. Through his writings, in the form of Poor Richard’s Almanac (1732–1757) and The Way to Wealth (1757), Franklin demonstrated the know-how needed for worldly success, and he used himself as an example of the effectiveness of this know-how. According to Franklin’s philosophy of success, anyone can achieve social success, regardless of their social position, if they only have the will to educate themselves. This was the beginning of the American dream of success, and themes appearing here for the first time became the basic themes of many self-help books that appeared later.

Franklin’s writings were composed in America during the latter half of the 18th century, a period when independence from England increased opportunities for upward social mobility. Similarly, the first self-help book to appear in Japan was published at the time of the Meiji Restoration in 1868, after the end of the Edo period. At this time, the traditional feudal class system was abandoned, and it became possible to succeed in life using one’s own resourcefulness and efforts. This book Gakumon no Susume [An encouragement of learning], (1872–1876) was written by the well-known author and educator Yukichi Fukuzawa (1835–1901). This book holds that to create a modern state it is necessary for its people to first free themselves of apathy and laziness and become independent through practical study. The work was published in seventeen volumes, and 3.4 million copies were sold under this title. Its foundation was the declaration that “All men are created equal.” It is clear that the inspiration for this writing was the American Declaration of Independence. Of all of the Founding Fathers, Franklin’s ideas had the greatest impact on Fukuzawa, and through his self-help book, the Japanese people came into indirect contact with Franklin’s philosophy of success. Additionally, The Autobiography of Benjamin Franklin (1771–1790) was widely read throughout the Meiji period. Thus, it is apparent that Franklin’s ideas about self-help had a great impact on Japan around the end of the 19th century.

However, British author Samuel Smiles’s book Self-Help (1859) had an even greater influence on Japan as it underwent modernization. This book, which was also popular in America, sold more than a million copies in the 40-year period after it was translated into Japanese in 1871 by the philosopher of the European enlightenment, Masanao Nakamura (1832–1891). Moreover, this book was used as an ethics textbook in elementary schools from 1872 until 1880, so it played a particularly large role in planting the spirit of self-improvement in the Japanese youth of the time.

The influence of Confucianism was a large part of the context in which these English and American self-help books were accepted in Japan during and after the Meiji period. Confucianism came to Japan from China at the beginning of the 6th century, and by the Edo period, in the 17th century, the religious aspects of Confucianism had faded. It had become a system of education in ethics that emphasized the five virtues of “compassion to others,” “not being caught up in greed,” “being courteous,” “striving to learn,” and “being sincere.” Learning these virtues became a condition for success in life particularly for the warrior class. We notice that these five virtues are very similar to Franklin’s thirteen virtues; hence, it is easy to understand that familiarity with Confucianism made it easier for the Japanese to accept American and English self-help books. In other words, Western European ideas about self-help were not completely novel values to the Japanese; these ideas were compatible with the Confucian ethical values that the Japanese held. Therefore, they were widely accepted very quickly.

Later, after the beginning of the 20th century, Japan would greedily adopt self-help ideas from America. For example, the mind-cure techniques of Christian Science were introduced to Japan during the 1910s. “Reiki,” which is a Japan-specific practice related to mind cure, was developed soon after. Yoga was also introduced to Japan around the same time through the writings of William Walker Atkinson (a.k.a., Yogi Ramacharaka). The Japanese religionist Masaharu Taniguchi (1893–1985) created his own religious group, known as Seicho no Ie (The House of Growth), in the 1930s. This group resonated with the religious movement known as New Thought, which gained popularity in the United States at the end of the 19th century, and Seicho no Ie is currently the world’s largest New Thought group, with more than seventy thousand believers in Japan.

The 1950s through the 1980s saw the popularity of American self-help books fall in Japan, partly because of World War II. At the beginning of the 1990s, the bubble economy in Japan burst; the “life-long employment system” and the “seniority wage system” that had supported Japan up to that point started to collapse. Thus, hiring fell, and an American-style competitive society was introduced in Japan in the form of models such as the “ability-based wage system.” In a similar fashion, there was a demand for knowledge of how to survive in this new competitive society. This led to a sudden resurgence in the popularity of American self-help books. For this reason, it is currently difficult to find books by central American self-help authors, such as Ralph Waldo Emerson, Prentice Mulford, Orison Swett Marden, Wallace D. Wattles, Charles F. Haanel, Ralph Waldo Trine, Dorothea Brande, Joseph Murphy, Norman Vincent Peale, Neville Goddard, Earl Nightingale, Spencer Johnson, Robert Kiyosaki, and Tony Robbins that have not been translated into Japanese. In particular, Stephen Covey’s The 7 Habits of Highly Effective People (1989) has been very popular in recent years, and there are even primary schools that use this book as class material. Moreover, because comic culture is highly developed in Japan, there are many American self-help books that have been made into comic books. Of course, Stephen Covey’s book has been made into a comic book, but there are several other authors whose books have a comic book version in addition to the translation. Such works include Dale Carnegie’s How To Win Friends and Influence People (1936), Napoleon Hill’s Think and Grow Rich (1937), and works by the psychologist Alfred Adler and the management consultant Peter Ferdinand Drucker. These works are widely known as self-help books. Self-help literature has taken hold as a literary genre that has maintained a firmly rooted popularity in Japan, much like it has in America. It is frequently read by middle-class, white-collar middle-aged men.

However, there has been a backlash against the incredibly numerous self-help books that have been put on the market: since 2010, in Japan, stronger criticisms of self-help books have begun to be made. According to these criticisms, the harmfulness of these books comes from the fact that all of the failures in a person’s life are attributed to the personal responsibility of the individual. For example, these critics say, these books state that people who belong to lower social classes are stuck in such positions because they have not been positive enough.

However, at present, these critical voices are being drowned out by the huge waves of numerous new self-help books being published in rapid succession. There is no reason to doubt that self-help books will continue to thrive in America and Japan, as long as the tradition of the “American dream of success” is alive in America and the virtues of the “desire for self-improvement” and “hard work” are part of the Japanese national character.

Although largely disregarded since the humanistic turn of ecocriticism at the beginning of the 21st century, nature writing has continued to play an important role in nurturing trans-Pacific, and transnational, literary environmentalism. Euro-American traditions dominate this literary genre, but it nevertheless involves cross-cultural traffic of ideas and thoughts. Its trans-Pacific presence, mostly through American influences on works in Japan, demonstrates in three ways how American nature writing has been cultivating Japanese literary soil and has in turn been nurtured by it, albeit less conspicuously. First, Henry David Thoreau’s influence on Japanese literary environmentalism, especially his philosophy of plain living and high thinking, helped engender a tradition of nature writing in Japan that began with Nozawa Hajime—often called the “Japanese Thoreau”—and has been developed by those who followed, including Ashizawa Kazuhiro and Takada Hiroshi. Second, interactions between pastoralism and a new mode of environmental awareness show that the seemingly American notion of “wild awareness” and the Japanese concept of aware have materialized as a new environmental sensitivity in Japan and in the United States, respectively, reflecting cross-cultural nurturing of environmental ideas, thoughts, and practices. Finally, there has been a subtle yet radical impact of American counterculture on Japanese nature writing, exemplified by Nashiki Kaho’s literary hybridity, based on her integration of the traditional with the radical.

The richest period in American literary history, the American Renaissance (1830–1865) produced Ralph Waldo Emerson, Henry David Thoreau, Walt Whitman, Herman Melville, Nathaniel Hawthorne, Edgar Allan Poe, and Emily Dickinson. A distinction is traditionally made between the so-called light or optimistic authors (Emerson, Thoreau, and Whitman) and the dark or gloomy ones (Poe, Hawthorne, and Melville), with Emily Dickinson, occupying a middle ground, shifting between the light and the dark. Optimistic themes included nature’s miraculous beauty, spiritual truths behind the physical world, the primacy of the poetic imagination, and the potential divinity of each individual. Pessimistic ones included haunted minds, perverse or criminal impulses, doubt, and ambiguity. Americans probed these themes with special intensity largely because of the nation’s Puritan heritage. Calvinist preachers from John Cotton through Jonathan Edwards had devoted their lives to probing ultimate questions about death, God, and human nature. When this metaphysical impulse collided with 19th-century skepticism and secularism, the result was literature that ranged from the exhilarating to the disquieting, from Emerson’s affirmations to the ambiguities of Hawthorne and Melville. The American authors were strongly influenced by foreign literature, from the ancients to the Romantics. This transnational influence mingled with the styles and idioms of an emerging popular culture that was distinctively American, divided between conventional, sentimental-domestic writings and sensational or grotesquely humorous ones. Integrating themes and images from this variegated popular culture, the major authors also projected in their works the paradoxes of a nation that promoted both individualism and union, that touted freedom but tolerated chattel slavery, that preached equality but witnessed widening class divisions and the oppression of women, blacks, and Native Americans. These oppressed groups produced a literary corpus of their own that was once neglected but that has assumed a significant place in the American canon.

From 1950 to the 2010s, the genre known as apocalyptic fiction has grown in prominence, moving from the mass-market domain of science fiction to a more central position in the contemporary literary scene. The term “apocalyptic fiction” can be understood to encompass both depictions of cataclysms that destroy the Earth and texts that portray the aftermath of a disaster that annihilates a nation, civilization, or all but a few survivors of the human population. The term itself finds its roots in the book of Revelation, and while contemporary apocalyptic fiction tends to be largely secular in its worldview, important traces of the Christian tradition linger in these texts. Indeed, while apocalyptic fiction has evolved over the past sixty-five years in response to historical transformations in Western societies, much of it remains wedded to Revelation’s representation of women as the cause of apocalyptic destruction. The material of the 1950s reflects Cold War anxieties about nuclear war while presenting sexually liberated women as implicated in the same modernity that has created the atomic bomb. People of color are also depicted as threats that must be contained. The apocalyptic fiction of the 1960s registers a fascination with genetic, social, and literary mutation, ambivalently treating a variety of “others” as both toxic and potentially useful ambassadors to some new, postmodern condition. The 1970s see the emergence of feminist apocalypses, works that react against the sexist tendency to conflate female power and sexuality with apocalyptic menace. The 1980s introduce the “American apocalypse,” a subgenre that imagines a disaster befalling America in specifically economic terms. The 1990s, meanwhile, find combinations of the feminist and American apocalypse, while also beginning to bring environmental peril into focus. From 2000 forward, there is a renewed interest in broader, more global disasters, in part informed by the terrorist attacks of September 11, 2001. Formally, this is the era of the “metapocalypse”—apocalyptic fictions that are self-reflexive about the conventions of the genre, including those involving gender and race. Nonetheless, several of the novels in this period still unapologetically introduce figures that recall Jezebel and Babylon from Revelation. Finally, the period since 2010 has seen a revived emphasis on economic collapse precipitated by neoliberal capitalism as well as the anthropocene.

Within the literary connections between Australia and the United States, the more traditional notion of “influence” gained a different kind of intellectual traction after the “transnational turn.” While the question of American influence on Australian literature is a relatively familiar topic, the corresponding question of Australian influence on American literature has been much less widely discussed. This bi-continental interaction can be traced through a variety of canonical writers, including Benjamin Franklin, Thomas Jefferson, and Charles Brockden Brown, through to Herman Melville, Emily Dickinson, Henry Adams, and Mark Twain. These transnational formations developed in the changed cultural conditions of the 20th and 21st centuries, with reference to poets such as Lola Ridge, Karl Shapiro, Louis Simpson, and Yusef Komunyakaa, along with novelists such as Christina Stead, Peter Carey, and J. M. Coetzee.

To adduce alternative genealogies for both American and Australian literature, Australian literature might be seen to function as American literature’s shadow self, the kind of cultural formation it might have become if the American Revolution had never taken place. Similarly, to track Australian literature’s American affiliations is to suggest ways in which transnational connections have always been integral to its constitution. By re-reading both Australian and American literature as immersed within a variety of historical and geographical matrices, from British colonial politics to transpacific space, it becomes easier to understand how both national literatures emerged in dialogue with a variety of wider influences.

In 1898, U.S. imperialism spread beyond the continent’s borders and took possession of Puerto Rico during the Spanish–American War. This began the repeated waves of migration from the island to the mainland. In New York City (the main destination, along with Chicago), Puerto Ricans settled in East Harlem and the South Bronx, while the Lower East Side became the immigrant neighborhood par excellence. Adaptation strategies, common to previous immigrant communities, ensued, especially regarding the urban context and the reinvention of spaces. During the 1960s, authors such as Piri Thomas or Pedro Juan Soto began to narrate this complex experience, always in an unsteady balance between Puerto Rico and the United States. This first phase of literary output culminated the following decade (a period of deep economic and social crisis) in the so-called Nuyorican Experience, where “nuyorican” stands for “New York Puerto Rican”—a neologism that sums up the community's condition of “divided self” and defines the social and cultural horizon of a new generation of artists. In their works, poet-performer Pedro Pietri and writer Nicholasa Mohr expressed their peculiar view and sense of the city, both surreal and realistic, ironic and passionate.

In the 21st century, a new genre of Anglophone fiction has emerged—the climate change novel, often abbreviated as “cli-fi.” Many successful authors of literary fiction, such as Margaret Atwood, Paolo Bacigalupi, T. C. Boyle, Michael Crichton, Ian McEwan, Amitav Ghosh, Barbara Kingsolver, Ursula Le Guin, Lydia Millet, David Mitchell, Ruth Ozeki, Nathaniel Rich, Kim Stanley Robinson, Leslie Marmon Silko, and Marcel Theroux, have contributed to this new genre’s efforts to imagine the causes, effects, and feeling of global warming. Together, their work pulls the issue-oriented and didactic approach of activist fiction into contact with the intensive description and site specificity of Romantic nature writing. Cli-fi knits these tendencies together into a description of the effects of a dramatic change in the Earth’s climate on a particular location and a vision of the options available to a population seeking to adapt to or mitigate those effects.

Although cli-fi is resolutely contemporary and dedicated to creating new narratives adequate to current conditions, criticism devoted to the genre has carefully documented the persistence of national, masculinist, and anthropocentric tendencies in some of its major works. The dependence of cli-fi (and the environmental activism that inspires it) on capitalist visions of social progress has also received scrutiny. Some of these habits of representation have been inherited from literary predecessors such as Henry David Thoreau, Rachel Carson, Ernest Callenbach, and J. G. Ballard. Ballard’s Drowned World has proved an especially complicated source of inspiration for this new genre of the novel. In their efforts to update the motifs of these predecessors to the needs of the present, 21st-century cli-fi writers have experimented with the temporality, central figures, and mood of their fiction. These efforts have brought distinctive types of speculative and science fiction, as well as satires of climate change activism and new hybrid realisms, under the cli-fi umbrella. Although the genre still wrestles with inherited limitations, in every permutation, cli-fi novelists have prized innovation, experimentation, and creativity. Finally, all of their varied efforts involving cli-fi unite around an expectation that humanity and the planet can survive the changes associated with the Anthropocene.

Western American literature is a diverse body of writing that documents human responses to the ecological changes that have reshaped the region over the years. The literature includes narratives of contact and encounter, nonfiction nature essays, borderlands literature, popular Westerns, hard-boiled detective narratives, Dust Bowl novels, eco-memoirs, climate change fiction, and other genres. At a time when the West faces a number of environmental crises, a survey of the region provides insights into how we arrived at this point by addressing key moments in the environmental past, including struggles over land use, conflicts over resources, the historical meanings of eco-disaster, and efforts at finding solutions to these problems. In settler colonial imaginaries, the region appears as a space of promise and possibility. It offers a retreat from a hyper-modernizing world and serves as a bulwark against changes taking place elsewhere. In this way, the region is also a shifting terrain associated with the nation’s moving frontiers and contact zones, as Europeans continually pushed beyond the spaces of their previous settlements. Before the West was called the West, however, it was home to hundreds of tribal groups who did not configure the land through this geographical lens. Likewise, for some Hispanics, it was known as Aztlán, the mythic land of the ancient Aztecs, and also el Norte. Beginning in the mid-19th century, Chinese immigrants called the area in what is present-day California “gold mountain,” while from 1733 to 1867, parts of the West from Alaska to California were recognized as “Russian America.” As a place that calls forth diverse memories about encounters and conflicts, stories about dispossession and recovery, and dreams of enrichment and tales of going bust, the West remains a contested terrain whose literature carries traces of the economies and ecologies of the people who have made it their home.

Folklore in the United States, also known as “American folklore,” consists of traditional knowledge and cultural practices engaged by inhabitants of North America below Canada and above Mexico, states of Alaska and Hawaii, and the territories of American Samoa, Guam, Northern Mariana Islands, Puerto Rico, and U.S. Virgin Islands. Scholarly and public awareness of American folklore primarily in the contiguous United States followed corpuses of myths, folk tales, and epics in Europe during the 18th century. Although European scholars considered much of the American material, especially in ballads and songs, to be derivatives of European traditions brought by settlers, many traditional forms such as tall tales, hero legends, and indigenous native customs in North America appeared distinctive. In Euro-centered folklore theory, the United States purportedly lacked a peasant class and a shared racial and ethnic stock that fostered the production of folklore. Also affecting perceptions of American folklore was the status of the United States as a relatively young nation, compared to the ancient legacies of European, African, and Asian civilizations. Further, geographically the country’s boundaries had moved since its inception to include an assortment of landscapes and peoples.

Primary folkloristic attention in 17th-century colonial North America was the otherness of Native American groups and their various myths, songs, and rituals. A major question was whether these myths, songs, and rituals reflected a unified culture diffused from Asia or a varied indigenous tribal lore. In the 19th century, awareness turned to the persistence and adaptation of expressive songs and stories of European settlers, enslaved Africans, and Southwest Mexicans. Narratives and buildings appeared to show signs of transplantation from the Old World, although as the New Republic emerged in the 19th century, intrepid Americanists presented cultural evidence of ethnic mixing that formed New World hybrids such as folk tales, games, and barns.

Although folklore in the United States was popularly associated with localized rural practices, folklorists in the 20th century pointed out emergent American traditions that suggested urban, regional, and national identities. Notable examples of distinctive expressions in the United States included the cowboy and railroader song, urban legend, and regional food. The rise of industrialism, transportation technology, and digital communication in the United States raised concerns that commercial popular culture had displaced folklore, but folklorists found that residents maintained folklore as a significant expression of various small-group or subcultural identities. Among the contexts that fostered folkloric production are college campuses, summer camps, and slumber parties. In a society like the United States that lacks collective public rites of passage to enter adulthood, folklore in the form of narrative and ritual in these contexts functioned to guide youths to adult responsibilities. The digital culture of the Internet that became widespread in the 21st century also provided frames for folkloric communication through the conduit of the social network. Although often circulating globally, many combined visual-verbal “memes” and “creepypastas” projected national anxieties. In this period, Americans could be heard and viewed using folklore rhetorically to refer to the veracity and significance of cultural knowledge in an uncertain, rapidly changing, individualistic society. Folklore frequently referred to the expressions of this knowledge in story, song, speech, custom, and craft as meaningful for what it conveyed and enacted about tradition in a socially dispersed, mobile, and future-oriented country.

Indigeneity is the abstract noun form of “indigenous,” defined by the Oxford English Dictionary as “Born or produced naturally in a land or region”; in conventional usage, it refers primarily to “aboriginal inhabitants or natural products.” Indigeneity has a conceptually complex relationship to American literary history before 1830, insofar as, for most of the history of the field, “early American literature” has predominately referred to works written in European languages, scripts, and genres, produced by peoples of European origin and their descendants. Within this framework, until Native Americans began adopting and adapting these languages, scripts, and genres for their own use, there were no literary works that might be simultaneously characterized as “indigenous” and “early American.”

Four conceptualizations of the relationship between indigeneity and early American literature provide a basis for this history and its historiography. Three of these pertain to cultural works produced at least in part by Native Americans: these are (1) written representations of Native American spoken performances, or “oral literature”; (2) writings that register various degrees of participation in literacy practices by Native American converts to Christianity; and (3) cultural works that employ non-alphabetic indigenous sign-systems, or “indigenous literacies.” These formulations variously challenge conventional ideas about literature and related terms such as authorship and writing; in the case of the Christian Indians, they can also challenge notions of indigeneity.

A fourth conceptualization of the relationship between indigeneity and early American literature is premised on narrow definitions of these seemingly antithetical terms: it pertains to the aesthetic project of some settler-colonial authors who hoped to connect their prose and verse works to the domestic landscape, to assert their cultural independence from England, and to enact the replacement of Native American cultural traditions with their own.