Patrick Colm Hogan
Most readers probably take it as self-evident that literature is inseparable from emotion. Poems memorialize love and grief; stories elaborate on the rage of battle, the shame of defeat, or the guilt of sin. Readers pass through versions of these feelings while perusing a book or watching a play. They also experience respect and awe, flip pages or inch forward in their seats due to suspense, or relax into a delighted experience of beauty at a phrase or scene.
After long neglect, in recent decades, emotion—or, more generally, affect—has become a major concern in literary study, as well as philosophy, psychology, and elsewhere. It is possible to organize such work into two broad orientations, commonly called “affect theory” (alternatively, “affective poststructuralism”) and “affective science.” Writers in affect theory draw on a range of psychological, social, linguistic, and other theories, most often in the service of political analysis. The psychological principles of affect theory have tended to derive from the tradition of psychoanalysis, often through its radical revision or critique by such theorists as Jacques Lacan and Gilles Deleuze. Affect theorists have also drawn extensively, sometimes more centrally, on a range of theorists outside of psychology, principally poststructuralists, such as Michel Foucault and Jacques Derrida.
In contrast, affective science has its roots in cognitive science and to a lesser extent social psychology. It comprises a set of competing theories of emotion, including dimensional versus systemic and appraisal versus perceptual-associative accounts. Dimensional accounts see emotions as specified only by general variables (such as attraction versus aversion). Systemic accounts treat emotions as the result of distinct pre-dedicated, biological systems (e.g., for disgust or fear). Appraisal accounts treat emotion as the result of a person’s assessments of how events or circumstances impact his or her achievement of important goals. Perceptual-associative accounts construe emotion as a more mechanical process that is affected by assessments only indirectly. Whatever its explanatory architecture, an affective science account is likely to include a careful analysis of emotion episodes, breaking them down into eliciting conditions, action readiness, expressive or communicative outcomes, phenomenological tone, and other components.
Beyond treating different theories of emotion, an account of literary affect needs to consider the various possible locations of emotion in literature. These begin with the real people involved—authors and readers. But they extend to implied authors and implied readers as well as wholly fictional persons, such as narrators and characters. Emotion bears also on scenes and sequences—both the sequence of events as they actually occur in the story and the sequence of events as they are presented in the plot (which may, for example, reveal the outcome of events before revealing their causes). Sometimes, a given narrative level has its own characteristic emotions or affective concerns—such as suspense in the case of plot (suspense is in part a function of when story information is provided). At other times, a given level will merely affect the ways the emotions of other levels are modulated (as when some stylistic features, not funny in themselves, contribute to comic effect).
By the usual scientific criteria, affective science is more logically rigorous and empirically better supported. But affect theory has its own value—particularly in challenging the ideological assumptions that often underlie social scientific research, including some of that undertaken in affective science. In short, each group has something to learn from the other.
David Vichnar and Louis Armand
Etymologically and conceptually linked with sense perception (as opposed to, in the Platonic tradition, noēsis or intellection) in ancient, medieval, and early-modern thought, aisthēsis formed part of theorizing not only questions surrounding beauty and art, but also perception, epistemology, and even ontology (in, for instance, the work of Plato, Aristotle, and Thomas Aquinas). During the Enlightenment and its project of subdivision and categorization of the “humanities,” aisthēsis became subsumed, in the work of Alexander Baumgarten, by “aesthetics,” the study of beauty in the narrower sense. However, by the beginning of the 20th century and the Marxist/Freudian/Saussurean revolution in humanist inquiry and the “avant-garde” revolution in the arts, aisthēsis resumed its place and function as a central node in a vast network of concerns: for the Marxists, the history of aisthēsis follows the pattern of social development of progressive mastery over nature by humankind, described as a process of rationalization (the Frankfurt School of Critical Theory); in psychoanalysis and phenomenology, artistic activity is regarded as the “sublimated” expression of socially objectionable energies, taking place in a world conceived of as indefinite and open multiplicity (John Dewey, Maurice Merleau-Ponty, et al.); in poststructuralist theory, the image not simply “acquires” a politico-aesthetic function by way of an act of judgement, but rather accedes in its very technological condition to a political imaginary, to an aesthetics as such (Roland Barthes, Jacques Derrida, et al.). In the second half of the 20th century, with the progressive technologization of society, aisthēsis formed the backbone of media studies, which examines how technological innovation overthrows a settled political and aesthetic order, with special attention paid to the effects of electronic media and the hypertext: non-linearity, repetitiveness, discontinuity, intuition (e.g., Marshall McLuhan and Jay David Bolter). At the dawn of the 21st century, in the aesthetico-mimetic doubling of the mediasphere, from teletext and satellite TV to the World Wide Web and GPS, a critical, ecological mode of thinking aisthēsis assumes the ideal function of an “avant-gardism” in affecting the structure of how things come to mean, how meaning is virtualized, and how the virtual is lived.
First known as a kephalaion in Greek, capitulum or caput in Latin, the chapter arose in antiquity as a finding device within long, often heterogenous prose texts, prior even to the advent of the codex. By the 4th century
Character is a property of narrative and discursive textuality, even as it is also a moral and ethical category referring to individual and collective norms of behavior and motive. This double valence has affected the concept since Aristotle and Plato first began the unfinished, centuries-long project of literary theory. On the one hand, stemming from Aristotle, there has been a tradition of formalist conceptions of character, understanding it as a device used by writers to drive narrative momentum and effect transformations within the discourse. The domain of action, and its variously entailed reactions and consequences, was thought to belong to the agents of narrative discourse by rights, while what was generally called their “character” typically concerned the incidental qualifications and explanations of their actions in speech and thought. Once that distinction is made, however, there are smaller and smaller units into which agency can logically be subdivided, and more and more arbitrary and capricious qualities of character used to flesh out an abstract narratological principle. The histories of formalism, structuralism, and poststructuralism attest to this labor of specialization and fissiparous subdivision of the bound concepts of agent and character. On the other hand, stemming from Plato, we see a centuries-long interest in the mutually interactive relations between imaginary persons, or fictional selves, and the fashioning of public or social selves in regimes of education and discipline. The question of the role of literary characters in the formation of good citizens, or indeed delinquent ones, is one that refuses to go away, since it has proven impossible to separate fiction from reality in the complex processes of self-fashioning through which every subject must go. One last matter of interest has exerted more theoretical influence over the concept in recent years, and that is the topic of affects: the qualities and intensities of human feelings can be seen to have had a major bearing on the writing and elaboration of fictional beings, and vice versa, at least since the late 19th century.
Troy J. Bassett
Beginning in the 18th century and continuing throughout the 19th century, circulating libraries became an integral part of the literary marketplace as the chief means of distributing books. Subscribers paid an annual or per-book fee to rent volumes: during the Victorian period, the typical subscription rate was one guinea (21s) per year to borrow one volume at a time. The relatively high price of books made circulating libraries an economical means for many middle-class families to access books: for less than the price of one three-volume novel (one-and-a-half guineas, or 31s 6d), a subscriber could borrow dozens if not more volumes. Hundreds of circulating libraries existed during the Victorian period, but the two largest were Mudie’s Select Library (1842–1937) and W. H. Smith and Son’s Subscription Library (1860–1961). Mudie’s, headquartered in London, had upwards of 50,000 subscribers, established branches in other major cities, and shipped books around the world. W. H. Smith added a library department to its pre-existing network of railway bookstalls with larger branches in major cities. Between them, Mudie’s and W. H. Smith became the largest purchasers of books and thereby had a direct and indirect effect on Victorian literature. In particular, the three-volume novel system—whereby the high price limited sales to the libraries who then had a monopoly on new fiction—encouraged British readers to become book borrowers instead of book buyers. The format of the three-volume novel led to certain generic conventions influencing areas such as characterization, plot, and style, which remained until the format was abolished in 1894. Since the libraries, especially Mudie’s and W. H. Smith, largely controlled the distribution of literature, they often exerted an informal censorship on literature which some authors, such as George Moore, advocated against.
Digital reading has been an object of fervent scholarly and public debates since the mid-1990s. Often digital reading has been associated solely with what may happen between readers and screens, and in dominant approaches digital reading devices have been seen as producing radically different readers than printed books produce.
Far from merely reducing digital reading to a mere matter of what e-books might do to the attention spans of individual readers, however, contemporary critiques emphasize how digital computing affects and is being affected by neurological, sensory, kinetic, and apparatical processes. The future of reading has too many different aspects to be discussed by scholars of one discipline or field of study alone. Digital reading is as much a matter for neurologists as for literary scholars, for engineers as much as ergonomicians, for psychologists, physiologists, media historians, art critics, critical theorists, and many others. Scholars of literature will need to consult many fields to elaborate a future poetics of digital reading and examine how literary texts in all their different forms are and will be met by 21st-century readers.
Francisco Vaz da Silva
Because the marvelous elements in fairy tales call for an explanation, a cohort of bright minds have pored over the problem of fairy-tale symbolism. Models sharing the nineteenth-century penchant for genetic inquiries have assumed that symbols are the survivals of archaic metaphors. Thus, Max Müller proposed that myths and fairy tales stem from obscured metaphors about solar phenomena; Sigmund Freud speculated that fairy-tale symbolism is the fossilized residue of primordial sexual metaphors; and Carl Jung submitted that symbols express immanent archetypes of the human psyche. Such early approaches assume that symbols convey fixed meanings, and they disregard the effects of folklore variation on meanings.
Jacob and Wilhelm Grimm did take variation into account. They conceived Märchen in terms of immanent blueprints incessantly recreated in myriad retellings, but they never tried to make sense of the themes by means of the variants. This path was taken by folklorists influenced by Freud. Alan Dundes proposed to harness tale variants to grasp symbolic equivalences, and he pioneered the study of folk metaphors. But Dundes focused on preset Freudian symbols, a trend that Bengt Holbek followed. To this day, the prospect of addressing fairy-tale symbolism beyond Freud’s assumption of fixed translations remains elusive.
Nevertheless, the basic tools are available. Maria Tatar remarked that fairy tales are metaphoric devices, and Claude Lévi-Strauss pointed out that metaphors—in switching terms that belong to different codes—lay bare the broader semantic field underlying each transposition. Müller, Freud, Dundes, Tatar, and Lévi-Strauss variously glimpsed metaphoric patterns in tale variations. The time is ripe to synthesize these intuitions in the light of contemporary cognitive research on conceptual metaphor, so as to address the creative dynamics of symbolism in fairy tales.
From the Platonic ur-antiformalism, the reaction to which gave shape and purpose to classical and early modern literary theory, to the agon between form and history that dominated 20th-century literary criticism and pedagogy, the concept of form and the methodologies of its study (formalism) have at once grounded and challenged our understanding of literature. Is form an ornament or supplement to literature’s essential content, a component of literature’s meaning and function, or the very defining essence of the literary? Does form inhere in the macro-structures of literary mode and genre, the micro-structures of figure, style, and prosody, or the unique shape of the individual text? Does form stand apart and insulated from the vicissitudes of history and the pressures of ideology, is it the object (or agent) of historical and ideological determination, or does it provide us a vantage from which to understand and perhaps resist them? These questions and the variety of answers they have generated have shaped and continue to shape both the practice of literary studies and its status as an academic discipline.
Modern hermeneutics begins with F. D. E. Schleiermacher who systematized hermeneutics, developing it from a group of disparate disciplines meant to apply to different fields of discourse to a set of procedures applicable to all. Schleiermacher also insists on a methodical practice of interpretation including grammatical interpretation, which attends to an author’s language, and psychological or technical interpretation, which attends to an author’s intentions. In moving to philosophical hermeneutics, Martin Heidegger and Hans-Georg Gadamer refocus away from the procedures conducive to understanding and towards the conditions under which understanding occurs: namely, in the context of our ongoing projects and purposes and the interrelations they involve. For Gadamer, these conditions lead to a rethinking of the Enlightenment’s criticism of tradition and prejudice. The context of understanding is a historically developed one. Indeed, Heidegger and Gadamer conceive of the so-called hermeneutic circle of whole and part not as a method for coming to a definitive understanding of a text, as Schleiermacher does, but rather as a reflection of our historical circumstances. We are the result of the effective histories of the very texts and discourses we seek to understand. To the extent that we are, however, we participate in their traditions and are oriented or prejudiced by the assumptions they hand down to us. The problem with a Schleiermachian reliance on interpretive method, then, is that it pretends to an objectivity that it cannot attain and thereby gives up on the possibility of acknowledging and interrogating prejudice. Schleiermacher’s focus on intentions is equally problematic. To the extent that we concentrate only or primarily on the intentions or thoughts behind an author’s or speaker’s expression, we fail to take their expressions up as possible insights or valid claims. In contrast, philosophical hermeneutics asks us to take works of literature seriously with regard to their subject matter, or Sache, and to engage dialogically in a process of clarifying an issue or subject matter for ourselves. In short, we miss much of what we can learn about a subject matter if we look to intentions over content. Likewise, we miss much of what we can learn about ourselves if we look to method and forgo dialogue.
Modern Japanese literature emerged as Japan asserted itself as a military-industrial power from the end of the 19th through the early 20th centuries. The subject of modern literature was worthy of a seat at the table of the world’s powers, or so goes the story of a literary canon all too often focused on the legitimacy of elites. But modern literature is not only about a male alienated intellectual failing to have a satisfying relationship. During the international “red decade” (1925–1935), proletarian writers in Japan as elsewhere sought to harness and transform the technology of modern literature in order to represent the hitherto un- or underrepresented women and men, peasants and factory workers, elderly and children in order to bring the masses into consciousness of their collective power. For a decade, nearly every writer in Japan engaged the energetic but often divided proletarian movement as they sought to grasp the challenges of a rapidly modernizing society, transformation in the family and gender, dual economy, worldwide depression, and escalating imperialism.
Largely overlooked during the Cold War, this important decade of modern literature has experienced a well-deserved scholarly and popular revival in a period of 21st-century precarity, protests against privilege, and questioning of media and representation. Two exemplars from proletarian literature—Hayama Yoshiki’s “The Prostitute” (1925) and Miyamoto Yuriko’s “The Breast” (1935)—offer a frame to apprehend the richness of genre, voice, storytelling, experimentation, and ethics in proletarian literature, a vital part of modern literature.