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Aesthetic modes and categories of perception and judgement were crucial to the development of Charles Darwin’s “theory of descent with modification through natural selection.” Indeed, Darwin understood the aesthetic as fundamentally constitutive of the natural historian’s method. In the closing retrospect of the journal of his circumnavigation as ship’s naturalist on HMS Beagle (1836), Darwin assesses his experience in aesthetic terms—of pleasure and pain, wonder and horror, the picturesque and sublime—rather than in terms of acquired scientific knowledge. Darwin’s account of the voyage makes aesthetic discrimination the main technique of natural-historical observation: it affords cognition of the natural world as a complex interplay of formal differences constituting a dynamic totality, a living system. A key aesthetic category, the sublime, articulates the awful discrepancy between human and natural scales of history, event, and meaning.
Darwin makes a strategic appeal to the aesthetic to justify his new vision of nature to the Victorian public, overriding its scandalous ethical and political implications, in On the Origin of Species (1859): “There is grandeur in this view of life . . . from so simple a beginning endless forms most beautiful and most wonderful have been, and are being, evolved.” As well as the exposition of an argument, the Origin is a treatise on method. Darwin trains his readers to appreciate the evaluative scrutiny of formal difference that characterizes the operation of natural selection itself. The opening chapter, on artificial selection, proposes the domestic animal breeder as a “connoisseur,” expert in assessing minute morphological variations without concern for an ultimate end—that is, the improvement of the race. The figure is an analogue for natural selection, the motive principle of which is the fine but decisive discrimination (for life or death) of individual differences.
The “powers of discrimination and taste” determine human evolution—constituting its medium, the semi-autonomous domain of culture—according to Darwin’s next synthetic statement of his theory. The Descent of Man (1871) proposes the supplementary agency of sexual selection as the main motor of human cultural development. Its productive principle is, once again, the evaluation of fine formal differences (“there is in the mind of man a strong love for slight changes in all things”), trained, however, upon pleasurable appearance rather than function or use. Sexual selection generates “the differences in external appearance between the races of man,” as well as between the sexes, explicitly on grounds of aesthetic preference: Darwin conflates skin color, body hair, and other physiological features with artificial ornaments in a rhapsodic vision of the infinite variety of human standards of beauty. Sexual selection claims a field of formal superfluity or redundancy, neutral with respect to the pressures of natural selection, in which the aesthetic comes into play, originated by the erotic drive but not functionally bound by it. Darwin decisively relocates aesthetic judgement—and the play of form—upon a principle of etiologically generated, infinite formal differentiation: emancipating it from the strongly normative teleological account that Victorian culture took over from German Idealism.
Patrick Colm Hogan
Most readers probably take it as self-evident that literature is inseparable from emotion. Poems memorialize love and grief; stories elaborate on the rage of battle, the shame of defeat, or the guilt of sin. Readers pass through versions of these feelings while perusing a book or watching a play. They also experience respect and awe, flip pages or inch forward in their seats due to suspense, or relax into a delighted experience of beauty at a phrase or scene.
After long neglect, in recent decades, emotion—or, more generally, affect—has become a major concern in literary study, as well as philosophy, psychology, and elsewhere. It is possible to organize such work into two broad orientations, commonly called “affect theory” (alternatively, “affective poststructuralism”) and “affective science.” Writers in affect theory draw on a range of psychological, social, linguistic, and other theories, most often in the service of political analysis. The psychological principles of affect theory have tended to derive from the tradition of psychoanalysis, often through its radical revision or critique by such theorists as Jacques Lacan and Gilles Deleuze. Affect theorists have also drawn extensively, sometimes more centrally, on a range of theorists outside of psychology, principally poststructuralists, such as Michel Foucault and Jacques Derrida.
In contrast, affective science has its roots in cognitive science and to a lesser extent social psychology. It comprises a set of competing theories of emotion, including dimensional versus systemic and appraisal versus perceptual-associative accounts. Dimensional accounts see emotions as specified only by general variables (such as attraction versus aversion). Systemic accounts treat emotions as the result of distinct pre-dedicated, biological systems (e.g., for disgust or fear). Appraisal accounts treat emotion as the result of a person’s assessments of how events or circumstances impact his or her achievement of important goals. Perceptual-associative accounts construe emotion as a more mechanical process that is affected by assessments only indirectly. Whatever its explanatory architecture, an affective science account is likely to include a careful analysis of emotion episodes, breaking them down into eliciting conditions, action readiness, expressive or communicative outcomes, phenomenological tone, and other components.
Beyond treating different theories of emotion, an account of literary affect needs to consider the various possible locations of emotion in literature. These begin with the real people involved—authors and readers. But they extend to implied authors and implied readers as well as wholly fictional persons, such as narrators and characters. Emotion bears also on scenes and sequences—both the sequence of events as they actually occur in the story and the sequence of events as they are presented in the plot (which may, for example, reveal the outcome of events before revealing their causes). Sometimes, a given narrative level has its own characteristic emotions or affective concerns—such as suspense in the case of plot (suspense is in part a function of when story information is provided). At other times, a given level will merely affect the ways the emotions of other levels are modulated (as when some stylistic features, not funny in themselves, contribute to comic effect).
By the usual scientific criteria, affective science is more logically rigorous and empirically better supported. But affect theory has its own value—particularly in challenging the ideological assumptions that often underlie social scientific research, including some of that undertaken in affective science. In short, each group has something to learn from the other.
David Vichnar and Louis Armand
Etymologically and conceptually linked with sense perception (as opposed to, in the Platonic tradition, noēsis or intellection) in ancient, medieval, and early-modern thought, aisthēsis formed part of theorizing not only questions surrounding beauty and art, but also perception, epistemology, and even ontology (in, for instance, the work of Plato, Aristotle, and Thomas Aquinas). During the Enlightenment and its project of subdivision and categorization of the “humanities,” aisthēsis became subsumed, in the work of Alexander Baumgarten, by “aesthetics,” the study of beauty in the narrower sense. However, by the beginning of the 20th century and the Marxist/Freudian/Saussurean revolution in humanist inquiry and the “avant-garde” revolution in the arts, aisthēsis resumed its place and function as a central node in a vast network of concerns: for the Marxists, the history of aisthēsis follows the pattern of social development of progressive mastery over nature by humankind, described as a process of rationalization (the Frankfurt School of Critical Theory); in psychoanalysis and phenomenology, artistic activity is regarded as the “sublimated” expression of socially objectionable energies, taking place in a world conceived of as indefinite and open multiplicity (John Dewey, Maurice Merleau-Ponty, et al.); in poststructuralist theory, the image not simply “acquires” a politico-aesthetic function by way of an act of judgement, but rather accedes in its very technological condition to a political imaginary, to an aesthetics as such (Roland Barthes, Jacques Derrida, et al.). In the second half of the 20th century, with the progressive technologization of society, aisthēsis formed the backbone of media studies, which examines how technological innovation overthrows a settled political and aesthetic order, with special attention paid to the effects of electronic media and the hypertext: non-linearity, repetitiveness, discontinuity, intuition (e.g., Marshall McLuhan and Jay David Bolter). At the dawn of the 21st century, in the aesthetico-mimetic doubling of the mediasphere, from teletext and satellite TV to the World Wide Web and GPS, a critical, ecological mode of thinking aisthēsis assumes the ideal function of an “avant-gardism” in affecting the structure of how things come to mean, how meaning is virtualized, and how the virtual is lived.
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Literature. Please check back later for the full article.
“Self-help literature” was created in America, and its origin can be traced back to Benjamin Franklin. In 18th-century American society, where Puritan ethics held sway, Franklin was a rare sort of person, one who did not believe that personal ambition was a sin. Through his writings, in the form of Poor Richard’s Almanac (1732–1757) and The Way to Wealth (1757), Franklin demonstrated the know-how needed for worldly success, and he used himself as an example of the effectiveness of this know-how. According to Franklin’s philosophy of success, anyone can achieve social success, regardless of their social position, if they only have the will to educate themselves. This was the beginning of the American dream of success, and themes appearing here for the first time became the basic themes of many self-help books that appeared later.
Franklin’s writings were composed in America during the latter half of the 18th century, a period when independence from England increased opportunities for upward social mobility. Similarly, the first self-help book to appear in Japan was published at the time of the Meiji Restoration in 1868, after the end of the Edo period. At this time, the traditional feudal class system was abandoned, and it became possible to succeed in life using one’s own resourcefulness and efforts. This book Gakumon no Susume [An encouragement of learning], (1872–1876) was written by the well-known author and educator Yukichi Fukuzawa (1835–1901). This book holds that to create a modern state it is necessary for its people to first free themselves of apathy and laziness and become independent through practical study. The work was published in seventeen volumes, and 3.4 million copies were sold under this title. Its foundation was the declaration that “All men are created equal.” It is clear that the inspiration for this writing was the American Declaration of Independence. Of all of the Founding Fathers, Franklin’s ideas had the greatest impact on Fukuzawa, and through his self-help book, the Japanese people came into indirect contact with Franklin’s philosophy of success. Additionally, The Autobiography of Benjamin Franklin (1771–1790) was widely read throughout the Meiji period. Thus, it is apparent that Franklin’s ideas about self-help had a great impact on Japan around the end of the 19th century.
However, British author Samuel Smiles’s book Self-Help (1859) had an even greater influence on Japan as it underwent modernization. This book, which was also popular in America, sold more than a million copies in the 40-year period after it was translated into Japanese in 1871 by the philosopher of the European enlightenment, Masanao Nakamura (1832–1891). Moreover, this book was used as an ethics textbook in elementary schools from 1872 until 1880, so it played a particularly large role in planting the spirit of self-improvement in the Japanese youth of the time.
The influence of Confucianism was a large part of the context in which these English and American self-help books were accepted in Japan during and after the Meiji period. Confucianism came to Japan from China at the beginning of the 6th century, and by the Edo period, in the 17th century, the religious aspects of Confucianism had faded. It had become a system of education in ethics that emphasized the five virtues of “compassion to others,” “not being caught up in greed,” “being courteous,” “striving to learn,” and “being sincere.” Learning these virtues became a condition for success in life particularly for the warrior class. We notice that these five virtues are very similar to Franklin’s thirteen virtues; hence, it is easy to understand that familiarity with Confucianism made it easier for the Japanese to accept American and English self-help books. In other words, Western European ideas about self-help were not completely novel values to the Japanese; these ideas were compatible with the Confucian ethical values that the Japanese held. Therefore, they were widely accepted very quickly.
Later, after the beginning of the 20th century, Japan would greedily adopt self-help ideas from America. For example, the mind-cure techniques of Christian Science were introduced to Japan during the 1910s. “Reiki,” which is a Japan-specific practice related to mind cure, was developed soon after. Yoga was also introduced to Japan around the same time through the writings of William Walker Atkinson (a.k.a., Yogi Ramacharaka). The Japanese religionist Masaharu Taniguchi (1893–1985) created his own religious group, known as Seicho no Ie (The House of Growth), in the 1930s. This group resonated with the religious movement known as New Thought, which gained popularity in the United States at the end of the 19th century, and Seicho no Ie is currently the world’s largest New Thought group, with more than seventy thousand believers in Japan.
The 1950s through the 1980s saw the popularity of American self-help books fall in Japan, partly because of World War II. At the beginning of the 1990s, the bubble economy in Japan burst; the “life-long employment system” and the “seniority wage system” that had supported Japan up to that point started to collapse. Thus, hiring fell, and an American-style competitive society was introduced in Japan in the form of models such as the “ability-based wage system.” In a similar fashion, there was a demand for knowledge of how to survive in this new competitive society. This led to a sudden resurgence in the popularity of American self-help books. For this reason, it is currently difficult to find books by central American self-help authors, such as Ralph Waldo Emerson, Prentice Mulford, Orison Swett Marden, Wallace D. Wattles, Charles F. Haanel, Ralph Waldo Trine, Dorothea Brande, Joseph Murphy, Norman Vincent Peale, Neville Goddard, Earl Nightingale, Spencer Johnson, Robert Kiyosaki, and Tony Robbins that have not been translated into Japanese. In particular, Stephen Covey’s The 7 Habits of Highly Effective People (1989) has been very popular in recent years, and there are even primary schools that use this book as class material. Moreover, because comic culture is highly developed in Japan, there are many American self-help books that have been made into comic books. Of course, Stephen Covey’s book has been made into a comic book, but there are several other authors whose books have a comic book version in addition to the translation. Such works include Dale Carnegie’s How To Win Friends and Influence People (1936), Napoleon Hill’s Think and Grow Rich (1937), and works by the psychologist Alfred Adler and the management consultant Peter Ferdinand Drucker. These works are widely known as self-help books. Self-help literature has taken hold as a literary genre that has maintained a firmly rooted popularity in Japan, much like it has in America. It is frequently read by middle-class, white-collar middle-aged men.
However, there has been a backlash against the incredibly numerous self-help books that have been put on the market: since 2010, in Japan, stronger criticisms of self-help books have begun to be made. According to these criticisms, the harmfulness of these books comes from the fact that all of the failures in a person’s life are attributed to the personal responsibility of the individual. For example, these critics say, these books state that people who belong to lower social classes are stuck in such positions because they have not been positive enough.
However, at present, these critical voices are being drowned out by the huge waves of numerous new self-help books being published in rapid succession. There is no reason to doubt that self-help books will continue to thrive in America and Japan, as long as the tradition of the “American dream of success” is alive in America and the virtues of the “desire for self-improvement” and “hard work” are part of the Japanese national character.
Although largely disregarded since the humanistic turn of ecocriticism at the beginning of the 21st century, nature writing has continued to play an important role in nurturing trans-Pacific, and transnational, literary environmentalism. Euro-American traditions dominate this literary genre, but it nevertheless involves cross-cultural traffic of ideas and thoughts. Its trans-Pacific presence, mostly through American influences on works in Japan, demonstrates in three ways how American nature writing has been cultivating Japanese literary soil and has in turn been nurtured by it, albeit less conspicuously. First, Henry David Thoreau’s influence on Japanese literary environmentalism, especially his philosophy of plain living and high thinking, helped engender a tradition of nature writing in Japan that began with Nozawa Hajime—often called the “Japanese Thoreau”—and has been developed by those who followed, including Ashizawa Kazuhiro and Takada Hiroshi. Second, interactions between pastoralism and a new mode of environmental awareness show that the seemingly American notion of “wild awareness” and the Japanese concept of aware have materialized as a new environmental sensitivity in Japan and in the United States, respectively, reflecting cross-cultural nurturing of environmental ideas, thoughts, and practices. Finally, there has been a subtle yet radical impact of American counterculture on Japanese nature writing, exemplified by Nashiki Kaho’s literary hybridity, based on her integration of the traditional with the radical.
David S. Reynolds
The richest period in American literary history, the American Renaissance (1830–1865) produced Ralph Waldo Emerson, Henry David Thoreau, Walt Whitman, Herman Melville, Nathaniel Hawthorne, Edgar Allan Poe, and Emily Dickinson. A distinction is traditionally made between the so-called light or optimistic authors (Emerson, Thoreau, and Whitman) and the dark or gloomy ones (Poe, Hawthorne, and Melville), with Emily Dickinson, occupying a middle ground, shifting between the light and the dark. Optimistic themes included nature’s miraculous beauty, spiritual truths behind the physical world, the primacy of the poetic imagination, and the potential divinity of each individual. Pessimistic ones included haunted minds, perverse or criminal impulses, doubt, and ambiguity. Americans probed these themes with special intensity largely because of the nation’s Puritan heritage. Calvinist preachers from John Cotton through Jonathan Edwards had devoted their lives to probing ultimate questions about death, God, and human nature. When this metaphysical impulse collided with 19th-century skepticism and secularism, the result was literature that ranged from the exhilarating to the disquieting, from Emerson’s affirmations to the ambiguities of Hawthorne and Melville. The American authors were strongly influenced by foreign literature, from the ancients to the Romantics. This transnational influence mingled with the styles and idioms of an emerging popular culture that was distinctively American, divided between conventional, sentimental-domestic writings and sensational or grotesquely humorous ones. Integrating themes and images from this variegated popular culture, the major authors also projected in their works the paradoxes of a nation that promoted both individualism and union, that touted freedom but tolerated chattel slavery, that preached equality but witnessed widening class divisions and the oppression of women, blacks, and Native Americans. These oppressed groups produced a literary corpus of their own that was once neglected but that has assumed a significant place in the American canon.
Heather J. Hicks
From 1950 to the 2010s, the genre known as apocalyptic fiction has grown in prominence, moving from the mass-market domain of science fiction to a more central position in the contemporary literary scene. The term “apocalyptic fiction” can be understood to encompass both depictions of cataclysms that destroy the Earth and texts that portray the aftermath of a disaster that annihilates a nation, civilization, or all but a few survivors of the human population. The term itself finds its roots in the book of Revelation, and while contemporary apocalyptic fiction tends to be largely secular in its worldview, important traces of the Christian tradition linger in these texts. Indeed, while apocalyptic fiction has evolved over the past sixty-five years in response to historical transformations in Western societies, much of it remains wedded to Revelation’s representation of women as the cause of apocalyptic destruction. The material of the 1950s reflects Cold War anxieties about nuclear war while presenting sexually liberated women as implicated in the same modernity that has created the atomic bomb. People of color are also depicted as threats that must be contained. The apocalyptic fiction of the 1960s registers a fascination with genetic, social, and literary mutation, ambivalently treating a variety of “others” as both toxic and potentially useful ambassadors to some new, postmodern condition. The 1970s see the emergence of feminist apocalypses, works that react against the sexist tendency to conflate female power and sexuality with apocalyptic menace. The 1980s introduce the “American apocalypse,” a subgenre that imagines a disaster befalling America in specifically economic terms. The 1990s, meanwhile, find combinations of the feminist and American apocalypse, while also beginning to bring environmental peril into focus. From 2000 forward, there is a renewed interest in broader, more global disasters, in part informed by the terrorist attacks of September 11, 2001. Formally, this is the era of the “metapocalypse”—apocalyptic fictions that are self-reflexive about the conventions of the genre, including those involving gender and race. Nonetheless, several of the novels in this period still unapologetically introduce figures that recall Jezebel and Babylon from Revelation. Finally, the period since 2010 has seen a revived emphasis on economic collapse precipitated by neoliberal capitalism as well as the anthropocene.
Travel writing has been an important form through which Australians learned about their own culture and their place in the world. Indigenous cultures of place and travel, geographic distance from the imperial metropole, and a long history of immigration have each made travel a particularly influential cultural practice. Nonfictional prose narratives, based on actual journeys, have enabled travelers in Australia and from Australia abroad to explore what was distinctive and what was shared with other cultures. These are accessible texts that were widely read, and that sought to educate and entertain their audience. The period from the inauguration of the Australian nation in 1901 to 1960, when distance shrank because of technological innovation and new forms of identity gained ascendance, shows the complex ways in which Australians defined their country and its global contribution. Writing about travel to Britain and other European locations helped authors to refine the Anglophone inheritance and a sense that Britain was Home. Northern-hemisphere travels also made some writers intensely feel their national identity. Participation in global conflicts during this period shifted Australian allegiances, both personal and governmental. At the same time, a new tourist industry encouraged Australians to travel at home, in order to learn more about remote areas and the Asia-Pacific region. Travel writing both abroad and at home reveals how particular forms of emotional allegiance and national identity were forged, reinforced, and maintained. This has been a particularly influential genre for a nation based on colonial migration and indigenous displacement, in which travel and mobility have been crucial.
Within the literary connections between Australia and the United States, the more traditional notion of “influence” gained a different kind of intellectual traction after the “transnational turn.” While the question of American influence on Australian literature is a relatively familiar topic, the corresponding question of Australian influence on American literature has been much less widely discussed. This bi-continental interaction can be traced through a variety of canonical writers, including Benjamin Franklin, Thomas Jefferson, and Charles Brockden Brown, through to Herman Melville, Emily Dickinson, Henry Adams, and Mark Twain. These transnational formations developed in the changed cultural conditions of the 20th and 21st centuries, with reference to poets such as Lola Ridge, Karl Shapiro, Louis Simpson, and Yusef Komunyakaa, along with novelists such as Christina Stead, Peter Carey, and J. M. Coetzee.
To adduce alternative genealogies for both American and Australian literature, Australian literature might be seen to function as American literature’s shadow self, the kind of cultural formation it might have become if the American Revolution had never taken place. Similarly, to track Australian literature’s American affiliations is to suggest ways in which transnational connections have always been integral to its constitution. By re-reading both Australian and American literature as immersed within a variety of historical and geographical matrices, from British colonial politics to transpacific space, it becomes easier to understand how both national literatures emerged in dialogue with a variety of wider influences.
The emergence of the trade paperback in the 1980s crucially transformed the way in which Australian literature was received in North America. The publication history of Patrick White on the one hand and Glenda Adams and Peter Carey on the other shows how younger writers actually made more of a cultural impact, despite White’s Nobel Prize, because the form in which they met the reading public was one freed from the modernist binary between high and low culture. The 1980s saw the emergence of a more globalized and more culturally pluralistic world—though also one much more pervaded by multinational capital—in which Australian writers flourished.